FINMA + MAS + SFC Combined Enforcement Tracker

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The wealth-management compliance trifecta in one normalized feed.

Three of the world's most consequential wealth-management regulators — FINMA in Switzerland, MAS in Singapore, and the SFC in Hong Kong — publish enforcement actions on three different sites, in three formats, against three currencies. This Actor collapses all of that into one normalized cross-border feed: every fine, ban, prosecution and licence withdrawal carries a single regulator tag, a target-entity name, an ISO date, the local-currency amount plus a USD conversion, and a stable source URL. It is the breadth layer for cross-jurisdiction private-banking surveillance, designed to sit alongside (not replace) the deeper standalone MAS and SFC trackers.

What you get

• FINMA (Switzerland) — press releases, financial-sanction notices, international-sanction implementations, license withdrawals
• MAS (Singapore) — enforcement actions, composition penalties under PS Act / SFA / FAA, prohibition orders, investor alert list updates
• SFC (Hong Kong) — enforcement news (newsType=EF), bans, disqualifications, criminal prosecutions, shareholder compensation
• Normalized schema — every record carries regulator, action_id, target_entity, target_type (firm/individual), action_type (fine/ban/warning/license_revocation/prosecution), date (ISO), fine_amount_local, fine_currency (CHF/SGD/HKD), fine_amount_usd (FX-converted), jurisdiction, summary, source_url, data_source (live/curated)
• Resilient dual-path — when live scrapers return zero rows for the requested window (common for FINMA's caching API and MAS Akamai-fronted endpoints), a curated layer of real recent enforcement actions backfills the gap. You never get empty.

Use cases

• Cross-border private-bank surveillance — monitor the CH↔SG↔HK wealth corridor in a single feed
• Onboarding & periodic-review adverse-media — screen entities across all three hubs at once
• Group-level compliance dashboards — feed one normalized stream into board and group-compliance reporting
• Tri-jurisdiction counterparty screening — check counterparties against FINMA, MAS and SFC enforcement in one query

Sample input

{
"regulator":"all",
"action_type":"all",
"days_back":90,
"min_fine_amount":0,
"max_actions":50
}

Sample output (one record)

{
"regulator":"SFC",
"action_id":"24PR102",
"target_entity":"Example Securities Ltd",
"target_type":"firm",
"action_type":"fine",
"date":"2025-11-12",
"fine_amount_local":8000000,
"fine_currency":"HKD",
"fine_amount_usd":1025000,
"jurisdiction":"Hong Kong",
"summary":"...",
"source_url":"https://www.sfc.hk/...",
"data_source":"live"
}

How the live scrape works

FX normalization uses tracked mid-market rates (CHF/USD 1.13, SGD/USD 0.74, HKD/USD 0.128 — refreshed 2026-05-30, manual refresh cycle).

Per-regulator fair-share

When regulator=all, slots are distributed evenly across the three regulators (per-regulator floor max_actions // 3), then any leftover capacity is filled by most-recent records across all three. This prevents SFC's dense newsstream from dominating the output.

Pricing

• Actor start: $0.005 per run
• Enforcement action: $0.20 per emitted record (primary event)

50 records per run = $10.005. Versus a Bloomberg compliance terminal seat at $24,000/year or Thomson Reuters World-Check at $5,000+/year, this is a fraction of the cost for the specific three-regulator coverage that matters for wealth-management compliance.

FAQ

• Does this replace the standalone MAS and SFC trackers? No — this is the breadth feed; the standalones carry deeper per-jurisdiction fields and more curated history.
• Are amounts converted to USD? Yes — local currency plus USD per record.
• What happens when a regulator returns nothing? Curated records tagged data_source: curated, or a single info row; you never pay for empty live runs at the primary rate.
• Which regulators exactly? FINMA (CH), MAS (SG), SFC (HK).

Need more depth on one jurisdiction?

This is the breadth layer. For deeper, single-jurisdiction history and jurisdiction-native fields, drop down to the standalone trackers below.

Related actors

• Singapore MAS Enforcement Tracker — deeper Singapore depth
• Hong Kong SFC Enforcement Tracker — deeper Hong Kong depth
• Australia ASIC Enforcement Tracker — Australia coverage
• Japan FSA + SESC Enforcement Notices — Japan coverage

Built by NexGenData. Contact: hello@thenextgennexus.com.