Pricing

Rating

Developer

Actor stats

Categories

Share

💰 SEC Reg A/A+ Crowdfunding Offerings & Form D Amendments Tracker

Reg A/A+ is the under-tracked crowdfunding mid-tier — the $5M–$75M offerings sitting between a Reg D private placement and a full S-1 IPO. Every Reg A Tier 1 caps at $20M / 12 months, every Tier 2 caps at $75M, and the SEC qualifies every one of them via EDGAR — but there's no clean monitoring feed for VC associates, secondary-market analysts, or retail crowdfunding researchers tracking Republic / StartEngine / SmallChange alumni. This actor closes that gap and bundles in Form D/A amendments (private-placement upsizes / repricings) so the equity-crowdfunding research stack is one input away.

⚡ What you get

For every Reg A offering circular (1-A), amendment (1-A/A), Reg A annual report (1-K), and Form D amendment (D/A) on EDGAR in your time window — with the offering-size and form-type filters applied — you get a single clean row containing:

🎯 Use cases

VC associate tracking the secondary market — Reg A Tier 2 offerings are public-by-design and freely tradable. Surface every $5M–$75M deal that's coming or has just qualified, score by issuer state + SIC + offering tier, and feed the most-relevant ones into your deal-flow pipeline. The qualification_date field tells you when the secondary market becomes legal.

Secondary-market analyst at a retail platform — Republic, StartEngine, Dalmore, SmallChange and similar platforms are the secondary venues for qualified Reg A+ tokens / shares. Daily Reg A monitoring at the qualification gate is the bid/ask signal. Use offering_tier == "Tier 2" + filing_date for the seven-day fresh-qualification cohort.

Retail-investor crowdfunding researcher — The "X just opened on Republic" announcements lag the actual Reg A qualification by days. Subscribe to this actor with form_type: "1-A" + min_offering_size: 0 to pre-empt the platform email.

Startup ecosystem analyst — Form D/A amendments are the leading indicator that a private placement is being upsized or repriced mid-flight. Filter form_type: "D/A" + offering_amount >= 25_000_000 to track late-stage growth rounds without waiting for TechCrunch.

📊 Sample Output

👁 Sample output

🚀 How to Use

Default monitoring input

{
"form_type":"all",
"min_offering_size":5000000,
"max_offering_size":75000000,
"days_back":90,
"max_filings":100
}

Tier-2-only Reg A tracker

{
"form_type":"1-A",
"min_offering_size":20000001,
"max_offering_size":75000000,
"days_back":30,
"max_filings":100
}

Form D amendments only (private-placement upsizes)

{
"form_type":"D/A",
"min_offering_size":10000000,
"max_offering_size":0,
"days_back":30,
"max_filings":200
}

Sample output row

{
"issuer":"Stellar Spirits & Wines, Inc.",
"cik":"2064965",
"ticker":null,
"form_type":"1-A/A",
"offering_amount":10000000.0,
"offering_amount_min":10000000.0,
"offering_amount_max":10000000.0,
"offering_tier":"Tier 1",
"state_of_incorporation":"CA",
"principal_office_state":"CA",
"filing_date":"2026-05-29",
"qualification_date":null,
"use_of_proceeds":"Securities offered: Equity (common or preferred stock)",
"accredited_only":null,
"exchange":null,
"sic":"2080",
"sic_description":"Beverages",
"biz_location":"Anaheim, CA",
"accession_number":"0001683168-26-004380",
"securities_type":"Equity (common or preferred stock)",
"price_per_security":2.0,
"securities_offered_count":5000000.0,
"minimum_investment":null,
"total_amount_sold":null,
"federal_exemptions":null,
"previous_accession_number":null,
"industry_group":null,
"investment_fund_type":null,
"entity_type":null,
"filing_url":"https://www.sec.gov/Archives/edgar/data/2064965/000168316826004380/primary_doc.xml",
"filing_index_url":"https://www.sec.gov/Archives/edgar/data/2064965/000168316826004380/",
"source":"SEC EDGAR — efts.sec.gov + data.sec.gov submissions"
}

Python (apify-client)

from apify_client import ApifyClient
client = ApifyClient("<YOUR_APIFY_TOKEN>")
run = client.actor("nexgendata/sec-reg-a-plus-crowdfunding-offerings-tracker").call(
 run_input={
"form_type":"1-A",
"min_offering_size":5000000,
"max_offering_size":75000000,
"days_back":60,
"max_filings":50,
}
)
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
print(item["issuer"], item["form_type"], item["offering_amount"], item["filing_date"])

cURL

curl-X POST "https://api.apify.com/v2/acts/nexgendata~sec-reg-a-plus-crowdfunding-offerings-tracker/run-sync-get-dataset-items?token=YOUR_TOKEN"\
-H"Content-Type: application/json"\
-d'{"form_type":"D/A","min_offering_size":10000000,"days_back":30,"max_filings":50}'

🔗 Related Actors

Part of the NexGenData SEC family — every actor below is currently public on Apify Store:

• SEC Form D Private Placement Tracker — the original Form D (not amendments) feed. Pair with this actor for full Reg D coverage (original + amendments).
• SEC Form 13F Holdings Tracker — Hedge Fund Filings — institutional investor 13F holdings for counterparty / co-investor analysis on the same issuers.
• SEC Litigation Releases — Enforcement Tracker — SEC enforcement actions. Cross-reference with Reg A issuers for risk overlay.

⚖️ Legal & data-source notes

• All data is SEC EDGAR public disclosure. Reg A (1-A, 1-A/A, 1-K) and Form D (D/A) primary documents are filed in machine-readable XML and are public domain under the Securities Act of 1933.
• SEC fair-access policy: every HTTP request to efts.sec.gov, www.sec.gov/Archives, and data.sec.gov carries User-Agent: NexGenData SEC Reg A Actor hello@thenextgennexus.com. Requests are throttled to ~6 req/sec — well under EDGAR's documented 10 req/sec cap.
• Qualification date is derived, not raw. The SEC's qualification of a Reg A offering is signaled by a QUALIF order or by the issuer's first post-qualification supplement (253(g)2, 253(g)3, 253(g)4). We look back up to 18 months from the filing date for the most recent qualification marker in the issuer's submissions feed. For 1-A initial filings that have NOT been qualified yet, this field is null — that's the signal, not a bug.
• use_of_proceeds is composed, not free-text. Reg A 1-A primary_doc.xml doesn't carry a free-text use-of-proceeds field (that lives in the Part II/III prospectus HTML, which we don't parse here for cost reasons). We compose a structured proxy from securities type + industry classification + federal exemptions. For the full narrative, the issuer's prospectus HTML at filing_index_url is one click away.
• accredited_only only applies to D/A. Reg A offerings are statutorily not accredited-only — that's the whole point of the regime. The field stays null for 1-A / 1-A/A / 1-K filings.
• EDGAR's 1-A/A form code is distinct from 1-A. We treat them as separate variants in the form_type enum so consumers can subscribe to amendments only.
• Retry policy: every EDGAR request gets 3 attempts × 12s backoff on 5xx and network errors. Transient EDGAR brownouts (common at top-of-hour) recover cleanly without losing the run.

❓ FAQ

Q: How is this different from just running EDGAR full-text search myself? A: EDGAR FTS returns one row per accession — you still have to fetch every primary_doc.xml, parse the namespaced XML, look up the issuer's submissions feed for ticker + qualification, and de-dup the form-variant clutter. This actor does all of that in one async pipeline with retry policy and pushes a flat dataset.

Q: Why is qualification_date sometimes null? A: Because the offering hasn't been qualified yet. Reg A qualification happens AFTER the SEC reviews the 1-A. If you see a 1-A filed yesterday with qualification_date: null, that's the leading edge — bookmark the issuer and the field will populate on the next monthly run.

Q: I want only true crowdfunding (Tier 2 Reg A+) — how do I filter? A: Set form_type: "1-A" + min_offering_size: 20000001 + max_offering_size: 75000000. Tier 1 caps at $20M, so anything above that is Tier 2 by statute.

Q: Does this pick up Reg CF (Form C)? A: No — Reg CF (Regulation Crowdfunding, max $5M) is a separate Form C family. This actor is scoped to Reg A / Reg A+ / Form D-A. Reg CF support is on the NexGenData roadmap as a separate actor.

Q: Can I schedule it daily? A: Yes — Apify scheduled tasks pair cleanly with days_back: 1 for a daily monitor. New Reg A filings are sparse (typically 3-15 per day), so a single daily run is plenty.

Q: How does subsequent-amendment lineage work? A: For D/A filings, the previous_accession_number field carries the parent Form D's accession. Walk backwards through D → D/A → D/A → ... to reconstruct the full upsize / repricing history of a single offering. For 1-A → 1-A/A lineage, EDGAR doesn't expose a previous-accession pointer; join on cik + filing_date ordering instead.

🏷️ About NexGenData

NexGenData ships clean, schema-stable scrapers for the public-data sources that compliance, capital-markets, and regulatory-intel teams actually need. Every SEC actor is throttled per the SEC fair-access policy, ships with retry/backoff, and surfaces structured fields (not raw HTML) so you can wire output straight into your warehouse or alerting stack. Suggestions or specific filing types you'd like covered: hello@thenextgennexus.com.

🔗 Related NexGenData Actors

Part of the NexGenData SEC Filing suite — pair this Actor with:

• SEC Form 144 Insider Pre-Sale Tracker Restricted Stock
• SEC EDGAR Search Company Filings & Reports
• SEC Event Router Unified SEC Filings & Events Timeline
• SEC Form N-PORT Mutual Fund Holdings & Risk Data
• Insider Cluster Buy Detector 3+ Insiders Same Stock