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Compliance and Risk Management

Compliance and Risk Management

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Gain insight into a topic and learn the fundamentals.
4.8

420 reviews

Beginner level

Recommended experience

Flexible schedule
2 weeks at 10 hours a week
Learn at your own pace

Gain insight into a topic and learn the fundamentals.
4.8

420 reviews

Beginner level

Recommended experience

Flexible schedule
2 weeks at 10 hours a week
Learn at your own pace

What you'll learn

  • Explain, implement, and apply compliance for an organization

  • Explain and identify key operational activities which require formal risk management policies and procedures

  • Explain and identify key laws and procedural requirements necessary for compliance

Details to know

Shareable certificate

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Assessments

20 assignments

Taught in English
98%
Most learners liked this course

Build your Leadership and Management expertise

This course is part of the HRCI Human Resource Associate Professional Certificate
When you enroll in this course, you'll also be enrolled in this Professional Certificate.
  • Learn new concepts from industry experts
  • Gain a foundational understanding of a subject or tool
  • Develop job-relevant skills with hands-on projects
  • Earn a shareable career certificate from HRCI

There are 5 modules in this course

This course introduces risk management and compliance strategy. You will examine risk assessment and learn how to have a risk management mindset. You will learn different types of compliance, including legal and safety compliance, and its role in operational policies. You will also explore the role Human Resources has in organizational restructuring.

By the end of this course, you will be able to: ● Explain the criticality of compliance for the ongoing operations and sustainability of an organization ● Explain, implement, and apply compliance for an organization ● Explain and identify key laws and procedural requirements necessary for compliance ● Explore HR’s role in organizational restructuring such as in mergers, acquisitions, and rightsizing ● Explain and identify key operational activities which require formal risk management policies and procedures No prior experience in Human Resources is needed to be successful in this course.

In this week, we will explain the mindset of positive and negative risk management. We will also learn the criticality of compliance and being compliant for the ongoing operations and sustainability of the organization; differentiating between legal, compliance, and operation policies and procedures.

What's included

19 videos6 readings4 assignments1 discussion prompt

19 videosβ€’Total 56 minutes
  • HRCI Human Resources Associate Professional Certificate Introductionβ€’2 minutes
  • Course Overview: Compliance and Risk Managementβ€’2 minutes
  • Instructor Introduction - Rachelβ€’2 minutes
  • Instructor Introduction - Michelleβ€’2 minutes
  • Weekly Introduction: Introduction to Compliance and Risk Managementβ€’1 minute
  • Introduction to Risk Managementβ€’3 minutes
  • Risk Management: The Four Stagesβ€’3 minutes
  • Risk Management Responsibilities and Knowledgeβ€’4 minutes
  • Risk Assessmentβ€’6 minutes
  • Positive and Negative Risksβ€’3 minutes
  • Risk Mindsetβ€’4 minutes
  • Approaching Risk Management With a Positive Mindsetβ€’4 minutes
  • Approaching Risk Management With a Negative Mindsetβ€’4 minutes
  • Introduction to Complianceβ€’2 minutes
  • Compliance in Ongoing Operationsβ€’5 minutes
  • Compliance as a Method to Sustain an Organizationβ€’3 minutes
  • Organizations that Monitor Complianceβ€’3 minutes
  • Legal vs. Organizational Complianceβ€’4 minutes
  • Weekly Review: Introduction to Compliance and Risk Managementβ€’1 minute
6 readingsβ€’Total 55 minutes
  • Course Syllabusβ€’5 minutes
  • How to Be Successful in This Courseβ€’10 minutes
  • HR Risk Management Tasksβ€’10 minutes
  • Overview: Risk Managementβ€’10 minutes
  • Overview: Complianceβ€’10 minutes
  • Examples of Complianceβ€’10 minutes
4 assignmentsβ€’Total 120 minutes
  • Activity: Risk Assessmentβ€’30 minutes
  • Practice Quiz: Risk Managementβ€’20 minutes
  • Practice Quiz: Complianceβ€’20 minutes
  • Graded Quiz: Introduction to Compliance and Risk Managementβ€’50 minutes
1 discussion promptβ€’Total 5 minutes
  • Meet and Greetβ€’5 minutes

This week we will explain, implement, and apply legal compliance for an organization. We will also be able to explain, implement, and apply benefits and pay legal compliances. We will identify key laws and procedural requirements necessary for compliance.

What's included

16 videos5 readings3 assignments1 discussion prompt

16 videosβ€’Total 52 minutes
  • Weekly Introduction: Application and Design of Legal and Safety Complianceβ€’1 minute
  • Laws and Regulationsβ€’3 minutes
  • Executive Orders β€’3 minutes
  • Common Law Doctrinesβ€’5 minutes
  • Intro to EEOβ€’5 minutes
  • Identifying Discriminationβ€’3 minutes
  • EDIβ€’4 minutes
  • Example: Identifying Discriminationβ€’4 minutes
  • Affirmative Actionβ€’2 minutes
  • Elements of Affirmative Action Programsβ€’4 minutes
  • Introduction to Employee Relations Lawsβ€’3 minutes
  • Patents and Copyrightsβ€’4 minutes
  • Unions and Labor Relationsβ€’4 minutes
  • Types of Unionsβ€’4 minutes
  • Laws and Regulations in Compensation and Benefitsβ€’3 minutes
  • Weekly Review: Hiring and Employee Relationsβ€’1 minute
5 readingsβ€’Total 55 minutes
  • Overview of Laws Relating to HR Functionsβ€’10 minutes
  • Executive Ordersβ€’10 minutes
  • Laws and Regulations: EEOsβ€’10 minutes
  • Overview of Laws Relating to HR Functionsβ€’15 minutes
  • Overview: Employee Relations Compliance and Risk Managementβ€’10 minutes
3 assignmentsβ€’Total 80 minutes
  • Practice Quiz: Hiring and Training Compliance and Risk Managementβ€’15 minutes
  • Practice Quiz: Employee Relations Compliance and Risk Managementβ€’15 minutes
  • Graded Quiz: Hiring and Employee Relationsβ€’50 minutes
1 discussion promptβ€’Total 10 minutes
  • Hiring and Training Compliance and Risk Management β€’10 minutes

This week, we’re going to learn about health and safety regulations by exploring OSHA and other federal laws and regulations that are required in the workplace. We’ll also learn about workplace hazards and threats and how to appropriately handle them.

What's included

22 videos5 readings6 assignments

22 videosβ€’Total 100 minutes
  • Weekly Introduction: Health and Safety Regulationsβ€’1 minute
  • Introduction to HR and Workplace Health and Safety β€’4 minutes
  • Occupational Safety and Health Administrationβ€’7 minutes
  • OSHA Standardsβ€’5 minutes
  • OSHA Investigationsβ€’6 minutes
  • Safety and Health Issues in the Workplaceβ€’8 minutes
  • Common Employee Behavior Issuesβ€’3 minutes
  • Alcohol and Legal Drug Useβ€’4 minutes
  • Laws and Regulations in Healthβ€’3 minutes
  • Environmental Hazardsβ€’4 minutes
  • Safety Campaigns and Programsβ€’5 minutes
  • Safety and Health Management Plansβ€’7 minutes
  • Vulnerabilities of Physical Securityβ€’7 minutes
  • Information Securityβ€’7 minutes
  • Confidentiality and Privacyβ€’3 minutes
  • Example: HR and Workplace Hazards and Threatsβ€’3 minutes
  • Harassment and Hostile Work Environmentsβ€’5 minutes
  • Quid Pro Quo Harassmentβ€’3 minutes
  • Hostile Work Environmentβ€’4 minutes
  • Preventing Sexual Harassmentβ€’4 minutes
  • Investigating Sexual Harassmentβ€’4 minutes
  • Weekly Review: Health and Safety Restructuringβ€’2 minutes
5 readingsβ€’Total 50 minutes
  • Federal Laws on Health and Safety Risk Managementβ€’10 minutes
  • Overview HR and Workplace Health and Safetyβ€’10 minutes
  • Improving Employee Healthβ€’10 minutes
  • Overview: HR and Workplace Hazards and Threatsβ€’10 minutes
  • Overview: Harassment in the Workplaceβ€’10 minutes
6 assignmentsβ€’Total 155 minutes
  • Activity: Issue Identificationβ€’30 minutes
  • Practice Quiz: HR and Workplace Health and Safetyβ€’15 minutes
  • Activity: Future Accident Preventionβ€’30 minutes
  • Practice Quiz: HR and Workplace Hazards and Threatsβ€’15 minutes
  • Practice Quiz: Harassment in the Workplaceβ€’15 minutes
  • Graded Quiz: Health and Safety Regulationsβ€’50 minutes

This week, we will learn about HR's role in organization restructuring. We will also explore how HR professionals are involved in business continuity, including divestitures and furloughs.

What's included

9 videos2 readings4 assignments

9 videosβ€’Total 25 minutes
  • Weekly Introduction: Compliance Strategy and Implementationβ€’1 minute
  • Introduction to Organizational Restructuringβ€’2 minutes
  • HR's Role in Restructuringβ€’8 minutes
  • Offshoring and Outsourcingβ€’3 minutes
  • Example: Role of HR in Organizational Restructuringβ€’4 minutes
  • Introduction to Business Continuityβ€’2 minutes
  • Divestituresβ€’2 minutes
  • Furloughsβ€’3 minutes
  • Weekly Review: Compliance Strategy and Implementationβ€’1 minute
2 readingsβ€’Total 17 minutes
  • Overview: The Role of Human Resources in Organizational Restructuringβ€’7 minutes
  • Overview: The Role of Human Resources in Businessβ€’10 minutes
4 assignmentsβ€’Total 110 minutes
  • Practice Quiz: The Role of Human Resources in Organizational Restructuringβ€’15 minutes
  • Activity: The Role of Human Resources in a Furloughβ€’30 minutes
  • Practice Quiz: The Role of Human Resources in Business Continuityβ€’15 minutes
  • Graded Quiz: Compliance Strategy and Implementationβ€’50 minutes

This week, we will learn about implementing compliance and risk management training by identifying formal risk management policies used in business continuity planning. We will also learn to identify key operational activities that require formal risk management procedures.

What's included

9 videos5 readings3 assignments

9 videosβ€’Total 21 minutes
  • Weekly Introduction: Compliance and Risk Management Trainingβ€’1 minute
  • Formal Risk Management Policiesβ€’4 minutes
  • Common Risk Management Policies for Business Continuityβ€’3 minutes
  • Example: Risk Management Policiesβ€’4 minutes
  • New Hire Onboardingβ€’3 minutes
  • Ongoing Trainingβ€’2 minutes
  • Compliance Training by Lawβ€’3 minutes
  • Weekly Review: Compliance and Risk Management Trainingβ€’1 minute
  • Congratulations!β€’1 minute
5 readingsβ€’Total 45 minutes
  • Overview: Risk Management Policies and Proceduresβ€’10 minutes
  • Overview: Formal Risk Management Proceduresβ€’10 minutes
  • How to Add Your Info to LinkedInβ€’10 minutes
  • What to Expectβ€’5 minutes
  • Take the aPHR Examβ€’10 minutes
3 assignmentsβ€’Total 180 minutes
  • Practice Quiz: Risk Management Policies and Proceduresβ€’15 minutes
  • Practice Quiz: Formal Risk Management Proceduresβ€’15 minutes
  • Graded Quiz: Compliance and Risk Management Course Quizβ€’150 minutes

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Instructors

Instructor ratings
4.8 (116 ratings)
HRCI
5 Coursesβ€’218,310 learners
HRCI
6 Coursesβ€’191,582 learners

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HS
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Reviewed on Apr 18, 2024

I'm an university student. I would like to take this opportunity to thank the lecturers, HRCI and Coursera. This course is amazing.

SS
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Reviewed on Dec 31, 2024

Good course for reviewing prior to taking exam. Instructors are good and present to listien to while taking in the information.

AA
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Reviewed on Dec 25, 2025

well and easy prepared the course was benefitable

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