👁 SEC Enforcement Actions MCP — EDGAR Litigation & Administrative avatar
SEC Enforcement Actions MCP — EDGAR Litigation & Administrative
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$3.00 / 1,000 result item returneds
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SEC Enforcement Actions MCP — EDGAR Litigation & Administrative
SEC Enforcement Actions MCP — EDGAR Litigation & Administrative Proceedings
Pricing
$3.00 / 1,000 result item returneds
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SEC Enforcement Actions MCP — EDGAR Litigation & Administrative Proceedings
Search SEC enforcement actions including administrative proceedings, litigation releases, and trading suspensions from the SEC EDGAR full-text search system. Query by date range, action type, industry, or respondent to analyze regulatory enforcement patterns.
Inputs
| Parameter | Type | Default | Description |
|---|---|---|---|
start_date | string | 2023-01-01 | Start date for search (YYYY-MM-DD) |
end_date | string | today | End date for search (YYYY-MM-DD) |
query | string | order | Search keyword |
action_type | string | all | Filter: "Administrative Proceeding", "Litigation Release" |
state | string | all | State of respondent |
limit | integer | 20 | Maximum records to return |
Outputs
| Field | Type | Description |
|---|---|---|
action_id | string | SEC action filing number |
respondent_name | string | Name of entity or individual |
action_date | string | Date action was filed |
action_type | string | Type of enforcement action |
case_type | string | Case category (Fraud, Insider Trading, etc.) |
violations | string | Statutory violations alleged |
relief_type | string | Type of relief ordered |
relief_amount_usd | float | Monetary penalty or disgorgement amount |
industry | string | Industry sector |
state | string | State of respondent |
Use Cases
- Compliance monitoring: Track SEC enforcement trends by industry or region
- Due diligence: Research enforcement history for investment decisions
- Legal research: Analyze penalty amounts and violation patterns
- Risk analysis: Identify enforcement hotspots by sector or geography
Data Source
SEC EDGAR full-text search index (efts.sec.gov) for enforcement-related filings.
