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NFA CPO and CTA Pool Operator Crawler

Crawl the NFA BASIC registry for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs). Returns firm identity, principals (officers and 10%+ owners), per-pool detail (pool ID, name, exemption type, status), and regulatory action history.

NFA CPO/CTA Crawler Features

• Pulls every NFA-registered CPO and CTA firm in one run — or filter to a single category
• Returns principals list (officers, 10%+ owners) with title and ownership flag
• Per-pool detail: pool ID, pool name, exemption type, current status
• Regulatory action history flagged with both a boolean and a count, plus full JSON when enabled
• Toggle pool / principals / regulatory data on or off to control per-firm API calls
• No proxy required — NFA BASIC is a public government registry

Who Uses NFA CPO/CTA Data?

• Compliance teams at clearing firms and FCMs — Screen counterparty CPOs and CTAs against the authoritative NFA register before onboarding
• Fund administrators and prime brokers — Verify principal lists and pool counts before quoting administration or financing
• Allocators and fund-of-fund managers — Track new pool registrations and regulatory actions across the manager universe
• Sales teams at fintech and SaaS vendors — Build outreach lists of CPOs/CTAs filtered by pool count or registration date
• Financial researchers and journalists — Map the structure of the US commodity-pool industry by registration category

How the NFA CPO/CTA Crawler Works

1. Configure scope — Pick registrationType (CPO, CTA, or both) and optionally filter by firm name.
2. Listing crawl — Hits DataHandlerSearch.ashx (paginated) to enumerate matching firms.
3. Per-firm enrichment — For each firm, fetches principals, current pools, and regulatory actions via DataHandler.ashx. Each enrichment is optional via input toggle.
4. Export — One record per firm in your Apify dataset with principals and pools serialized as pipe-delimited strings.

Input

All CPOs and CTAs with full detail

{
"registrationType":"both",
"includePools":true,
"includePrincipals":true,
"includeRegulatoryActions":true,
"maxItems":0
}

CPO-only, lightweight

{
"registrationType":"CPO",
"includePools":true,
"includePrincipals":false,
"includeRegulatoryActions":false,
"maxItems":500
}

Single-firm lookup by name

{
"firmName":"Bridgewater",
"maxItems":10
}

NFA CPO/CTA Crawler Output Fields

{
"nfa_id":"0388922",
"firm_name":"Bridgewater Associates, LP",
"location":"WESTPORT, CT",
"registration_type":"CPO, CTA",
"registration_status":"NFA Member Approved",
"registration_date":"08/14/1990",
"principals":[
"DALIO, RAYMOND|FOUNDER & CO-CIO|true",
"PRINCE, ROBERT|CO-CIO|false"
],
"pool_count":12,
"pools":[
"P122441|Pure Alpha Major Markets, Ltd|4.7|Active",
"P122442|All Weather Portfolio, LP|4.7|Active"
],
"has_regulatory_actions":false,
"regulatory_actions_count":0,
"regulatory_actions":"[]",
"profile_url":"https://www.nfa.futures.org/BasicNet/basic-profile.aspx?nfaid=0388922",
"scraped_at":"2026-05-11T04:20:09.221Z"
}

FAQ

How do I get NFA CPO and CTA registration data?

NFA CPO/CTA Crawler hits the public NFA BASIC JSON-RPC endpoints — no API key, no scraping ToS gray area. Pick registrationType, set the enrichment toggles, and run.

How much does this actor cost to run?

NFA CPO/CTA Crawler uses pay-per-event pricing on the default_2603_basic profile at a 1.0x coefficient. No proxy fees. Pulling all NFA-registered CPOs and CTAs with full enrichment costs a few dollars in platform fees.

Can I skip the per-firm enrichment calls?

NFA CPO/CTA Crawler exposes three toggles: includePools, includePrincipals, includeRegulatoryActions. Turn the ones you don't need off and the crawler skips those API calls per firm. Useful when you're enumerating the universe quickly and enriching only flagged firms in a second pass.

Does this include pool-level detail?

NFA CPO/CTA Crawler returns pool detail as a pipe-delimited array per firm: POOL_ID|NAME|EXEMPTION_TYPE|STATUS. The pool_count field gives you the count without parsing. If you need pool-level rows rather than firm-level rows, post-process the pools array.

Does this actor need proxies?

NFA CPO/CTA Crawler runs proxy-free. NFA BASIC is a public regulatory site that accepts datacenter traffic at the volumes this actor produces.

Need More Features?

Need AUM extraction from Form PR / Form CPO-PQR, scheduled re-runs for new registrations, or Section 4.7 / 4.13 exemption filtering? Open an issue or get in touch.

Why Use NFA CPO/CTA Crawler?

• Principals are a separate field — Most NFA scrapers stop at firm name and ID. This one returns the principal list with title and 10%+ ownership flag — the data you actually need for KYC.
• Pool detail per firm — Pool ID, name, exemption type, and status come back per firm so you can roll up exposure or filter by exemption (4.7, 4.13, etc.).
• Toggle the expensive bits — Pools, principals, and regulatory actions are independent toggles. Run lean during enumeration, run full during enrichment.