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URL: https://apify.com/pink_comic/finra-brokercheck-search

⇱ FINRA BrokerCheck Scraper & Broker Verification API Β· Apify


πŸ‘ FINRA BrokerCheck Scraper - Broker & Advisor Verification avatar

FINRA BrokerCheck Scraper - Broker & Advisor Verification

Pricing

from $2.00 / 1,000 broker/firm records

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FINRA BrokerCheck Scraper - Broker & Advisor Verification

Scrape FINRA BrokerCheck broker/advisor records. Verify CRD, registration status, disclosures, firm affiliations, employment history, and BrokerCheck report links. CSV/JSON/Excel.

Pricing

from $2.00 / 1,000 broker/firm records

Rating

0.0

(0)

Developer

πŸ‘ Ava Torres

Ava Torres

Maintained by Community

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0

Bookmarked

4

Total users

2

Monthly active users

10 days ago

Last modified

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FINRA BrokerCheck - Broker & Financial Advisor Search

Search the FINRA BrokerCheck database for registered brokers, financial advisors, and broker-dealer firms.

What You Get

Individual Search:

  • CRD number, name, aliases
  • Registration status (Active, Inactive, Expanded)
  • Investment Advisor scope
  • Disclosure flag (complaints, regulatory actions, bankruptcies)
  • Current firm affiliations with branch locations
  • Industry start date
  • Link to full BrokerCheck report

Firm Search:

  • CRD number, firm name
  • Registration scope
  • Link to full BrokerCheck report

Use Cases

  • Due diligence: Verify a broker's credentials before investing
  • Compliance: Check registration status and disclosures for KYC/AML
  • Lead generation: Find financial advisors by name or location
  • Investor protection: Identify brokers with disclosure history
  • Competitive intelligence: Research firm registrations and advisor networks

Example Input

{
"searchType":"individual",
"query":"Smith",
"maxResults":10
}

Example Output

{
"crd":"1113790",
"firstName":"JOSEPH",
"middleName":"THOMAS",
"lastName":"SMITH",
"brokerScope":"Active",
"iaScope":"Active",
"hasDisclosures":false,
"activeRegistrations":1,
"employmentCount":2,
"industryStartDate":"1984-01-14",
"currentEmployments":[
{
"firmName":"LPL FINANCIAL LLC",
"firmCrd":"6413",
"branchCity":"MADISON",
"branchState":"NJ",
"branchZip":"07940",
"iaOnly":false
}
],
"detailUrl":"https://brokercheck.finra.org/individual/summary/1113790"
}

Data Source

All data comes directly from the FINRA BrokerCheck public API. FINRA is the Financial Industry Regulatory Authority.

Pricing

Pay-per-result pricing -- you only pay for records returned. See the Pricing tab for current rates.

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